ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Arnold
IRN PXA00010
- (589)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (588)CF22 Investment Adviser (Trainee) (5 Feb 2003 to 9 Jun 2003)
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Philip Christopher Davies
IRN PCD00012
- (765)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Philip David Smith
IRN PDS00013
- (1354)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Philip Edward Bargery
IRN PEB00001
- (652)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Philip Garnet Matania
IRN PGM00018
- (219)CF22 Investment Adviser (Trainee) (3 Jul 2003 to 3 Jul 2003)
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Philip Graham Williams
IRN PGW00026
- (2032)CF22 Investment Adviser (Trainee) (9 May 2003 to 3 Jun 2003)
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Philip James Black
IRN PJB00135
- (2068)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (2067)CF22 Investment Adviser (Trainee) (26 Feb 2002 to 12 Sep 2002)
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Philip James Hamilton
IRN PJH00004
- (2131)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Philip Jarvis
IRN PXJ00020
- (1029)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
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Philip John Butler
IRN PJB00105
- (1783)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004
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Sarah Hughes Wealth Management Ltd (no longer appointed)
FRN 207089 · Appointed 10 Sep 2001 · Until 3 Jun 2004
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SFS School Solutions Ltd (no longer appointed)
FRN 196642 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (34)[FCA CF] Significant management
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controlled function added: (33)[FCA CF] Material risk taker
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controlled function added: (32)[FCA CF] Significant management
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controlled function added: (31)[FCA CF] Functions requiring qualifications
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controlled function added: (30)[FCA CF] Manager of certification employee
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controlled function added: (29)[FCA CF] Material risk taker
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controlled function added: (28)[FCA CF] Client dealing
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controlled function added: (27)14. Managing investments
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controlled function added: (26)[FCA CF] Significant management
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controlled function added: (25)[FCA CF] Manager of certification employee