ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael David Ratcliffe
IRN MDR00001
- (841)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Ryan
IRN MDR00023
- (617)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Michael David Theobald
IRN MDT00020
- (1663)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Tickner
IRN MDT00003
- (2023)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David William Baldwin
IRN MDB00007
- (1188)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Dennes
IRN MXD00034
- (1454)CF22 Investment Adviser (Trainee) (14 Feb 2003 to 3 Jun 2003)
Michael Dominic Ellis
IRN MDE00001
- (1530)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Duffy
IRN MXD00011
- (647)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eaton
IRN MXE00028
- (2071)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eddison
IRN MXE00027
- (936)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Chancellor Court Mortgages (no longer appointed)
FRN 175362 · Appointed 1 Jul 1994 · Until 3 Jun 2004
John Shipton Developments (no longer appointed)
FRN 185418 · Appointed 1 Jun 1994 · Until 3 Jun 2004
Shaftesbury Investment and Insurance Services (no longer appointed)
FRN 175236 · Appointed 6 May 1994 · Until 3 Jun 2004
Core Recruitment Limited (no longer appointed)
FRN 179665 · Appointed 5 May 1994 · Until 3 Jun 2004
David Snelgar (no longer appointed)
FRN 176074 · Appointed 1 May 1994 · Until 3 Jun 2004
Waterloo Financial Services (no longer appointed)
FRN 175721 · Appointed 1 Apr 1994 · Until 3 Jun 2004
MP Moore (no longer appointed)
FRN 178206 · Appointed 14 Mar 1994 · Until 3 Jun 2004
Wissenbach Wealth Management LLP (no longer appointed)
FRN 166024 · Appointed 17 Feb 1994 · Until 3 Jun 2004
Nexus Structured Finance Limited (no longer appointed)
FRN 169671 · Appointed 3 Feb 1994 · Until 3 Jun 2004
Tayler Bradshaw (no longer appointed)
FRN 180652 · Appointed 1 Jan 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.