ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sonia Gravestock
IRN SXH01261
- (1110)CF1 Director (15 Oct 2003 to 19 Mar 2009)
Spencer John Goddard
IRN SJG01196
- (330)CF21 Investment Adviser (29 Jul 2002 to 3 Jun 2003)
Stavros Neocleous
IRN SXN00002
- (1333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stefan Wissenbach
IRN SXW00013
- (1051)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephanie Jacqueline Ribeiro
IRN JSR00030
- (2017)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Andrew Bromage
IRN SAB00002
- (1806)CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)
Stephen Andrew Dadson
IRN SAD00002
- (747)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Andrew Oliver
IRN SAO00006
- (723)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Antony Wray
IRN SAW00043
- (1459)CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
Stephen Charles John Harris
IRN SXH00127
- (1363)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (1362)CF22 Investment Adviser (Trainee) (2 Apr 2002 to 16 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.