ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Richard Desmond Fitzpatrick
IRN RDF00017
- (2104)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (2103)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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Richard Edward Philip Beamont
IRN REB00003
- (336)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Richard Eric Conway
IRN REC00007
- (2013)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Richard Francis Atkinson
IRN RFA01016
- (1147)CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- (1146)CF22 Investment Adviser (Trainee) (1 May 2002 to 1 Nov 2002)
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Richard Francis Avon
IRN RFA00001
- (605)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
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Richard Griffin Goaman
IRN RGG00001
- (2053)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Richard James Andrew Herbert
IRN RJH00001
- (1744)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Richard James Thompson-Yates
IRN RJT00002
- (804)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Richard John Balmforth
IRN RJB00088
- (1014)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Richard John Barnes
IRN RJB00031
- (1332)CF22 Investment Adviser (Trainee) (28 Apr 2003 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
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Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
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The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds