ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Damyon Howe
IRN PDH00001
- (1281)CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2002)
Paul Daniel Collins
IRN PDC00003
- (1704)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul David Tillcock
IRN PDT00022
- (1741)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Edward Sutton
IRN PES00021
- (2218)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Francis Philip Muxlow
IRN PFM00002
- (949)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Francis Shrimpton
IRN PFS01021
- (272)CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)
Paul Frederick Fox
IRN PFF00003
- (10)CF22 Investment Adviser (Trainee) (18 Mar 2002 to 18 Jun 2002)
Paul Gerald McGlinchey
IRN PGM00023
- (503)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Gerard Kenny
IRN PGK00003
- (1071)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Gordon Braddock
IRN PGB00024
- (1573)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Protect Tax and Trust Services Ltd (no longer appointed)
FRN 211110 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Premium Accounting & Training Services (no longer appointed)
FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2004
The Strategic Alliance Group Ltd (no longer appointed)
FRN 211106 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Exit Strategy Planning Ltd (no longer appointed)
FRN 211116 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004
Omega Management Ltd (no longer appointed)
FRN 207134 · Appointed 1 Nov 2001 · Until 3 Jun 2004
Motley Wealth Management Limited (no longer appointed)
FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (54)[FCA CF] Material risk taker
1 day ago
controlled function added: (53)[FCA CF] Material risk taker
1 day ago
controlled function added: (52)[FCA CF] Material risk taker
1 day ago
controlled function added: (51)[FCA CF] Significant management
1 day ago
controlled function added: (50)[FCA CF] Material risk taker
1 day ago
controlled function added: (49)[FCA CF] Significant management
1 day ago
controlled function added: (48)[FCA CF] Significant management
1 day ago
controlled function added: (47)[FCA CF] Material risk taker
1 day ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
1 day ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.