ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Carl Heumann

    IRN GCH00001

    • (1822)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Gary Drabble

    IRN GXD00007

    • (777)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
    • (776)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
  • Gary Gartland

    IRN GXG00002

    • (575)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Gary Hayes

    IRN GXH00011

    • (1171)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
    • (1170)CF22 Investment Adviser (Trainee) (18 Feb 2002 to 19 Mar 2003)
  • Gary Jackson

    IRN GXJ00008

    • (1768)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Gary Jon Rokenson

    IRN GJR00028

    • (2004)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Gary Lee Carr

    IRN GXC00095

    • (1511)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Gary Llewelyn Powell

    IRN GLP01022

    • (37)CF21 Investment Adviser (16 Jan 2003 to 3 Jun 2003)
  • Gary Mark Brooks

    IRN GMB00026

    • (1516)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Gary Martin Hyams

    IRN GMH00009

    • (262)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (54)[FCA CF] Material risk taker

  2. controlled function added: (53)[FCA CF] Material risk taker

  3. controlled function added: (52)[FCA CF] Material risk taker

  4. controlled function added: (51)[FCA CF] Significant management

  5. controlled function added: (50)[FCA CF] Material risk taker

  6. controlled function added: (49)[FCA CF] Significant management

  7. controlled function added: (48)[FCA CF] Significant management

  8. controlled function added: (47)[FCA CF] Material risk taker

  9. controlled function added: (46)[FCA CF] Functions requiring qualifications

  10. controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

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