ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Victor Falzon Sant Manduca
IRN PVM01007
- (100)SMF7 Group Entity Senior Manager (since 28 Apr 2021)
Paul Vincent Vahey
IRN PVV00001
- (2009)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Warren
IRN PXW00011
- (1392)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul White
IRN PXW00013
- (821)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Pauline Elizabeth Colley
IRN PEC00019
- (973)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Pauline Knight
IRN PXK00065
- (1245)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Penelope Jane Francis
IRN PJF00031
- (438)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Penelope Jane James
IRN PJJ01072
- (70)SMF7 Group Entity Senior Manager (since 13 Oct 2025)
Penny Wotherspoon
IRN PXW00038
- (1383)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Alexander Smith
IRN PAS00074
- (606)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Chancellor Court Mortgages (no longer appointed)
FRN 175362 · Appointed 1 Jul 1994 · Until 3 Jun 2004
John Shipton Developments (no longer appointed)
FRN 185418 · Appointed 1 Jun 1994 · Until 3 Jun 2004
Shaftesbury Investment and Insurance Services (no longer appointed)
FRN 175236 · Appointed 6 May 1994 · Until 3 Jun 2004
Core Recruitment Limited (no longer appointed)
FRN 179665 · Appointed 5 May 1994 · Until 3 Jun 2004
David Snelgar (no longer appointed)
FRN 176074 · Appointed 1 May 1994 · Until 3 Jun 2004
Waterloo Financial Services (no longer appointed)
FRN 175721 · Appointed 1 Apr 1994 · Until 3 Jun 2004
MP Moore (no longer appointed)
FRN 178206 · Appointed 14 Mar 1994 · Until 3 Jun 2004
Wissenbach Wealth Management LLP (no longer appointed)
FRN 166024 · Appointed 17 Feb 1994 · Until 3 Jun 2004
Nexus Structured Finance Limited (no longer appointed)
FRN 169671 · Appointed 3 Feb 1994 · Until 3 Jun 2004
Tayler Bradshaw (no longer appointed)
FRN 180652 · Appointed 1 Jan 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (54)[FCA CF] Material risk taker
5 days ago
controlled function added: (53)[FCA CF] Material risk taker
5 days ago
controlled function added: (52)[FCA CF] Material risk taker
5 days ago
controlled function added: (51)[FCA CF] Significant management
5 days ago
controlled function added: (50)[FCA CF] Material risk taker
5 days ago
controlled function added: (49)[FCA CF] Significant management
5 days ago
controlled function added: (48)[FCA CF] Significant management
5 days ago
controlled function added: (47)[FCA CF] Material risk taker
5 days ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
5 days ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.