Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sonia Gravestock
IRN SXH01261
- (1110)CF1 Director (15 Oct 2003 to 19 Mar 2009)
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Spencer John Goddard
IRN SJG01196
- (330)CF21 Investment Adviser (29 Jul 2002 to 3 Jun 2003)
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Stavros Neocleous
IRN SXN00002
- (1333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stefan Wissenbach
IRN SXW00013
- (1051)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephanie Jacqueline Ribeiro
IRN JSR00030
- (2017)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Andrew Bromage
IRN SAB00002
- (1806)CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)
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Stephen Andrew Dadson
IRN SAD00002
- (747)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Andrew Oliver
IRN SAO00006
- (723)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Antony Wray
IRN SAW00043
- (1459)CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
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Stephen Charles John Harris
IRN SXH00127
- (1363)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (1362)CF22 Investment Adviser (Trainee) (2 Apr 2002 to 16 Dec 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Halton Kelly Independent Property Sevices (no longer appointed)
FRN 221624 · Appointed 2 Jan 2003 · Until 3 Jun 2004
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Selective Consulting Ltd (no longer appointed)
FRN 220983 · Appointed 30 Nov 2002 · Until 3 Jun 2004
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Malcolm Gates Financial Services (no longer appointed)
FRN 220643 · Appointed 14 Nov 2002 · Until 3 Jun 2004
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Residential/Investment Mortgage Services Ltd (no longer appointed)
FRN 219285 · Appointed 26 Sep 2002 · Until 3 Jun 2004
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HR Estate Planning Services (no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds