ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jimmy Guo Wong
IRN JXW00033
- (1201)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Joanna Elizabeth Stocks
IRN JES01149
- (1415)[FCA CF] Significant management (30 Nov 2022 to 1 Jun 2024)
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Joanna Mary Cockerill
IRN JMC00007
- (1624)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Joanna Moran
IRN JXM43304
- (1486)[FCA CF] Significant management (9 Dec 2019 to 14 Jun 2024)
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Joanna Wolfe
IRN JFB00002
- (925)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Joe Nunn
IRN JXN00032
- (641)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2002)
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Johannes Hendrikus Paulich
IRN JHP00001
- (2047)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Alexander Guthrie
IRN JAG00032
- (1858)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Andrew Chambers
IRN JAC00042
- (752)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Anthony McKeever
IRN JAM00069
- (1548)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (1547)CF22 Investment Adviser (Trainee) (2 Apr 2002 to 19 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Boulter Mortgage Services (no longer appointed)
FRN 201721 · Appointed 7 Oct 1998 · Until 3 Jun 2004
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Nottingham Mortgage Centre (Steven Hewitt) (no longer appointed)
FRN 192485 · Appointed 31 Jul 1998 · Until 3 Jun 2004
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Hamilton Laird Consultants (no longer appointed)
FRN 201781 · Appointed 29 Jul 1998 · Until 14 May 2004
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Risk, Equity & Debt Management Consultant Ltd (no longer appointed)
FRN 185329 · Appointed 16 Jul 1998 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds