ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeremy Louis Chapman
IRN JXC00106
- (1963)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Neil Walsh-Harrington
IRN JNW00002
- (1254)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Paul Green
IRN JPG00004
- (3)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Rigg Harrison
IRN JRH00057
- (244)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Roy Clay
IRN JRC00002
- (156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Stephen Holtom
IRN JSH00010
- (803)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Jeremy Stephen Wood
IRN JSW00003
- (935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Wring
IRN JXW00027
- (535)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jesse Tatlow
IRN JXT00012
- (2020)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jillian Anne Cave
IRN JAH00009
- (1524)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

The Cheshire Mortgage Consultancy (no longer appointed)
FRN 194055 · Appointed 17 Nov 1998 · Until 3 Jun 2004
Contractor Solutions Ltd (no longer appointed)
FRN 193907 · Appointed 3 Nov 1998 · Until 3 Jun 2004
Ravenscourt Residential (no longer appointed)
FRN 195346 · Appointed 2 Nov 1998 · Until 3 Jun 2004
McZenzie Knight & Partners (no longer appointed)
FRN 193988 · Appointed 29 Oct 1998 · Until 3 Jun 2004
J Johnston (no longer appointed)
FRN 201737 · Appointed 21 Oct 1998 · Until 3 Jun 2004
Park Lane Mortgage Services (no longer appointed)
FRN 193997 · Appointed 21 Oct 1998 · Until 3 Jun 2004
Confidential Assignments Ltd (no longer appointed)
FRN 192444 · Appointed 21 Oct 1998 · Until 3 Jun 2004
DW Mortgage Services (no longer appointed)
FRN 193919 · Appointed 19 Oct 1998 · Until 3 Jun 2004
Invicta Financial Solutions (no longer appointed)
FRN 201784 · Appointed 14 Oct 1998 · Until 3 Jun 2004
Christie & Co (no longer appointed)
FRN 193982 · Appointed 8 Oct 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (54)[FCA CF] Material risk taker
8 hours ago
controlled function added: (53)[FCA CF] Material risk taker
8 hours ago
controlled function added: (52)[FCA CF] Material risk taker
8 hours ago
controlled function added: (51)[FCA CF] Significant management
8 hours ago
controlled function added: (50)[FCA CF] Material risk taker
8 hours ago
controlled function added: (49)[FCA CF] Significant management
8 hours ago
controlled function added: (48)[FCA CF] Significant management
8 hours ago
controlled function added: (47)[FCA CF] Material risk taker
8 hours ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
8 hours ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.