ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jimmy Guo Wong
IRN JXW00033
- (1201)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joanna Elizabeth Stocks
IRN JES01149
- (1415)[FCA CF] Significant management (30 Nov 2022 to 1 Jun 2024)
Joanna Mary Cockerill
IRN JMC00007
- (1624)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joanna Moran
IRN JXM43304
- (1486)[FCA CF] Significant management (9 Dec 2019 to 14 Jun 2024)
Joanna Wolfe
IRN JFB00002
- (925)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joe Nunn
IRN JXN00032
- (641)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2002)
Johannes Hendrikus Paulich
IRN JHP00001
- (2047)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Alexander Guthrie
IRN JAG00032
- (1858)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Andrew Chambers
IRN JAC00042
- (752)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Anthony McKeever
IRN JAM00069
- (1548)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (1547)CF22 Investment Adviser (Trainee) (2 Apr 2002 to 19 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Complete Mortgage Services (no longer appointed)
FRN 193984 · Appointed 18 Mar 1999 · Until 3 Jun 2004
Chase Hamilton Associates Ltd (no longer appointed)
FRN 193938 · Appointed 11 Mar 1999 · Until 3 Jun 2004
Martin Rhodes (no longer appointed)
FRN 163800 · Appointed 5 Mar 1999 · Until 3 Jun 2004
Ermasure Ltd (no longer appointed)
FRN 201759 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Me2 Financial (no longer appointed)
FRN 192461 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Malcolm Gifford Associates (no longer appointed)
FRN 192456 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Professional Mortgages (no longer appointed)
FRN 201940 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Mortgage Advisory Services (UK) (no longer appointed)
FRN 193998 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Tony Fu (no longer appointed)
FRN 193874 · Appointed 3 Mar 1999 · Until 3 Jun 2004
Packwood Property Services (no longer appointed)
FRN 193532 · Appointed 3 Mar 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (54)[FCA CF] Material risk taker
5 hours ago
controlled function added: (53)[FCA CF] Material risk taker
5 hours ago
controlled function added: (52)[FCA CF] Material risk taker
5 hours ago
controlled function added: (51)[FCA CF] Significant management
5 hours ago
controlled function added: (50)[FCA CF] Material risk taker
5 hours ago
controlled function added: (49)[FCA CF] Significant management
5 hours ago
controlled function added: (48)[FCA CF] Significant management
5 hours ago
controlled function added: (47)[FCA CF] Material risk taker
5 hours ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
5 hours ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.