ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Thomas Hay
IRN TXH00001
- (1561)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas Henderson Grant MacDonald
IRN THM00001
- (2051)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas Johnson
IRN TXJ00004
- (448)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas King
IRN TXK00001
- (304)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Thomas Lees Tait
IRN TLT00002
- (1320)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas Mark Hamill
IRN TMH00030
- (1446)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Jun 2003)
Thomas Sanders Naisby
IRN TSN00002
- (113)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Thomas Webster
IRN TXW00006
- (1024)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Apr 2002)
Tim Mottram
IRN TCM00001
- (2070)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Tim Saunders
IRN TXS00031
- (697)CF22 Investment Adviser (Trainee) (18 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management(no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd(no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents(no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd(no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB(no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser(no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates(no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning(no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin(no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies(no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (54)[FCA CF] Material risk taker
5 days ago
controlled function added: (53)[FCA CF] Material risk taker
5 days ago
controlled function added: (52)[FCA CF] Material risk taker
5 days ago
controlled function added: (51)[FCA CF] Significant management
5 days ago
controlled function added: (50)[FCA CF] Material risk taker
5 days ago
controlled function added: (49)[FCA CF] Significant management
5 days ago
controlled function added: (48)[FCA CF] Significant management
5 days ago
controlled function added: (47)[FCA CF] Material risk taker
5 days ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
5 days ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.