ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Justin Paul Yates
IRN JPY01004
- (2031)CF22 Investment Adviser (Trainee) (1 Apr 2003 to 3 Jun 2003)
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Justin Robert Edwards
IRN JRE00004
- (1723)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Justin Roger France
IRN JRI00004
- (1895)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Justin Stewart Perkins
IRN JSP00029
- (357)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Feb 2002)
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Kai Tong Wong
IRN KTW00001
- (2123)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kamran Khanverdi
IRN KXK00011
- (644)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (643)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
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Karen Hardie Montgomery-Wood
IRN KHM00008
- (1130)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Karen Jane Stevens
IRN KXS43307
- (1445)[FCA CF] Significant management (9 Dec 2019 to 5 Jan 2026)
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Karen Jean Drinkwater
IRN KJD00023
- (781)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Karen McArthur-White
IRN KXW00032
- (1994)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Universal Personnel Services Ltd (no longer appointed)
FRN 192506 · Appointed 18 Oct 1999 · Until 22 Jul 2003
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Executive & Corporate Mortgagtes (Alistair Coomer) (no longer appointed)
FRN 193689 · Appointed 13 Oct 1999 · Until 3 Jun 2004
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Dave Wollacott Mortgage Services (no longer appointed)
FRN 192454 · Appointed 13 Oct 1999 · Until 20 Aug 2003
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David James Accountants Ltd (no longer appointed)
FRN 201739 · Appointed 11 Oct 1999 · Until 3 Jun 2004
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Sol Management Services Ltd (no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2004
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Hallmark Financial Planning (Clive Hall) (no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds