ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Robert Andrew Kidd
IRN RAK00007
- (284)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert Anthony Barringer
IRN RAB00006
- (1523)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert Anthony Cox
IRN RAC00007
- (961)CF22 Investment Adviser (Trainee) (14 Jun 2002 to 3 Jun 2003)
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Robert Arthur Harvey
IRN RAH01087
- (682)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
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Robert Butler
IRN RXB00085
- (1866)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert Charles Brown
IRN RCB00029
- (134)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert Clay
IRN RXC00121
- (1508)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert Colin Airey
IRN RCA00011
- (23)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert Douglas Sillers Jones
IRN RDJ00001
- (1167)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Robert Edward Rowell
IRN RER00001
- (1885)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hammersley & Hancock Mortgage Services (no longer appointed)
FRN 194170 · Appointed 12 Oct 2000 · Until 3 Jun 2004
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Anthony Swanston Consultants Ltd (no longer appointed)
FRN 193092 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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E.C.A.N: Edinburgh Chartered Architects Network (no longer appointed)
FRN 193093 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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Okehampton Financial Management (no longer appointed)
FRN 194092 · Appointed 13 Sep 2000 · Until 3 Jun 2004
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R W Duthie & Associates (no longer appointed)
FRN 193611 · Appointed 31 Aug 2000 · Until 10 Apr 2003
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Professional Independent Mortgage Services (no longer appointed)
FRN 194097 · Appointed 22 Aug 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds