ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary Michael Shields
IRN GMS01082
- (1967)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (1966)CF22 Investment Adviser (Trainee) (10 Apr 2002 to 9 Jun 2003)
Gary Nigel Amos
IRN GNA00006
- (791)CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
Gary Paul Bowman
IRN GPB00017
- (1956)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Gary Paul Lewis
IRN GPL00001
- (1298)CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
Gary Trevor Thomas
IRN GTT00004
- (702)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary William Anderson
IRN GWA00004
- (701)CF22 Investment Adviser (Trainee) (5 Jun 2003 to 5 Jun 2003)
Gary William James
IRN GWJ00003
- (457)CF22 Investment Adviser (Trainee) (12 Aug 2002 to 3 Jun 2003)
Gavin James Miller
IRN GJM00039
- (1928)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gavin Mark Welch
IRN GXW43309
- (2163)[FCA CF] Significant management (9 Dec 2019 to 27 Nov 2020)
Gavin Richard Clark
IRN GRC01047
- (1484)CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Spencer Birch Chartered Surveyors (no longer appointed)
FRN 201130 · Appointed 1 Jun 1984 · Until 13 Oct 2003
Orwell Nursing Home (no longer appointed)
FRN 174978 · Appointed 1 Jul 1983 · Until 5 Dec 2003
K Graham (no longer appointed)
FRN 161477 · Appointed 1 Mar 1982 · Until 3 Jun 2004
Mortgages Full Stop (no longer appointed)
FRN 121309 · Appointed 1 Feb 1982 · Until 14 Jul 2005
Andrew Robert Anderson (no longer appointed)
FRN 175533 · Appointed 31 Dec 1981 · Until 3 Jun 2004
Mr A C L Sturge (no longer appointed)
FRN 186702 · Appointed 1 Oct 1981 · Until 3 Jun 2004
Raj & Co (no longer appointed)
FRN 181538 · Appointed 1 Oct 1981 · Until 3 Jun 2004
AJ Aldred (no longer appointed)
FRN 201091 · Appointed 1 Jul 1981 · Until 3 Jun 2004
Springfield Finance Limited (no longer appointed)
FRN 179651 · Appointed 9 Feb 1981 · Until 3 Jun 2004
Pagett Financial Services (no longer appointed)
FRN 162422 · Appointed 14 Jan 1980 · Until 9 Jan 2003

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (64)[FCA CF] Significant management
11 hours ago
controlled function added: (63)[FCA CF] Material risk taker
11 hours ago
controlled function added: (62)[FCA CF] Significant management
11 hours ago
controlled function added: (61)[FCA CF] Material risk taker
11 hours ago
controlled function added: (60)[FCA CF] Significant management
11 hours ago
controlled function added: (59)[FCA CF] Material risk taker
11 hours ago
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
11 hours ago
controlled function added: (57)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (56)[FCA CF] Significant management
11 hours ago
controlled function added: (55)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.