ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Patrick Michael Dunne
IRN PMD00027
- (1007)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Patrick Robert Naile
IRN PRN00002
- (2193)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Adrian Benbow Hebbert
IRN PAH00100
- (771)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Alexander Leaver
IRN PAL00001
- (1978)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Allan Gold
IRN PAG00002
- (1256)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Alvin Newall
IRN PAN00011
- (769)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (768)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Paul Andrew Beebee
IRN PAB00073
- (1850)CF22 Investment Adviser (Trainee) (22 May 2003 to 3 Jun 2003)
Paul Andrew Lambert
IRN PAL00003
- (118)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Andrew Longley
IRN PAL00055
- (1301)CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2002)
Paul Andrew Mark Davis
IRN PAD00049
- (1734)CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (64)[FCA CF] Significant management
1 day ago
controlled function added: (63)[FCA CF] Material risk taker
1 day ago
controlled function added: (62)[FCA CF] Significant management
1 day ago
controlled function added: (61)[FCA CF] Material risk taker
1 day ago
controlled function added: (60)[FCA CF] Significant management
1 day ago
controlled function added: (59)[FCA CF] Material risk taker
1 day ago
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
1 day ago
controlled function added: (57)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (56)[FCA CF] Significant management
1 day ago
controlled function added: (55)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.