Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Stephen Philip Harris
IRN SPH00023
- (385)CF22 Investment Adviser (Trainee) (20 Feb 2003 to 3 Jun 2003)
-
Stephen Phillip Lax
IRN SPL00015
- (469)CF22 Investment Adviser (Trainee) (29 Apr 2003 to 3 Jun 2003)
-
Stephen Richard Allen
IRN SRA00022
- (852)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (851)CF22 Investment Adviser (Trainee) (23 Apr 2002 to 19 Sep 2002)
-
Stephen Richard Forrest
IRN SRF00009
- (1252)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Richard Marsden
IRN SRM00024
- (567)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Robert Long
IRN SRL00016
- (850)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Robert Welbourn
IRN SRW00024
- (1053)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Stephen Roland Luckett
IRN SRL00001
- (1092)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
-
Stephen Rowe
IRN SXR00074
- (547)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
-
Stephen Sampson
IRN SXS00106
- (281)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Universal Personnel Services Ltd (no longer appointed)
FRN 192506 · Appointed 18 Oct 1999 · Until 22 Jul 2003
-
Executive & Corporate Mortgagtes (Alistair Coomer) (no longer appointed)
FRN 193689 · Appointed 13 Oct 1999 · Until 3 Jun 2004
-
Dave Wollacott Mortgage Services (no longer appointed)
FRN 192454 · Appointed 13 Oct 1999 · Until 20 Aug 2003
-
David James Accountants Ltd (no longer appointed)
FRN 201739 · Appointed 11 Oct 1999 · Until 3 Jun 2004
-
Sol Management Services Ltd (no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2004
-
Hallmark Financial Planning (Clive Hall) (no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (64)[FCA CF] Significant management
-
controlled function added: (63)[FCA CF] Material risk taker
-
controlled function added: (62)[FCA CF] Significant management
-
controlled function added: (61)[FCA CF] Material risk taker
-
controlled function added: (60)[FCA CF] Significant management
-
controlled function added: (59)[FCA CF] Material risk taker
-
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
-
controlled function added: (57)[FCA CF] Manager of certification employee
-
controlled function added: (56)[FCA CF] Significant management
-
controlled function added: (55)[FCA CF] Material risk taker