ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Richard Barry
IRN RXB00010
- (638)CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Richard Brian Fenech
IRN RBF00006
- (1230)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Carney
IRN RXC00005
- (133)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Charles Evans
IRN RCE00008
- (124)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Charles Paylor
IRN RCP00019
- (1367)CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)
Richard Charles Travis
IRN RCT00001
- (258)CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2003)
Richard Charles Young
IRN RCY00001
- (428)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Clive Credland-Proctor
IRN RCC00013
- (902)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Cooper
IRN RXC00117
- (659)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Richard Derek Brattin
IRN RDB00048
- (1668)CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
- (1667)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 30 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (74)SMF24 Chief Operations
1 day ago
controlled function added: (73)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (72)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (71)[FCA CF] Material risk taker
1 day ago
controlled function added: (70)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (69)SMF5 Head of Internal Audit
1 day ago
controlled function added: (68)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (67)SMF1 Chief Executive
1 day ago
controlled function added: (66)SMF3 Executive Director
1 day ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.