ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gay Lesley Worrow
IRN GLW00001
- (1995)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey David Andrews
IRN GDA00001
- (300)CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)
Geoffrey Ernest Maskell
IRN GEM00003
- (190)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Harold Pike
IRN GHP00001
- (1098)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Kerr
IRN GXK00005
- (1012)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Paul Bowman
IRN GPB01059
- (45)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Oct 2003)
Geoffrey Payne
IRN GXP00001
- (236)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Sheridan Atherton
IRN GSA00006
- (778)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Tandy
IRN GXT00013
- (1707)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey William Johnson
IRN GWJ00001
- (1258)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Jackson Rowe Associates (no longer appointed)
FRN 176075 · Appointed 1 Oct 1989 · Until 3 Jun 2004
Nuttalls Estate Agents (no longer appointed)
FRN 159512 · Appointed 1 Aug 1989 · Until 3 Jun 2004
Trust Matters Mortgages Limited (no longer appointed)
FRN 200763 · Appointed 20 Jun 1989 · Until 11 Oct 2004
Angela Viney & Co (no longer appointed)
FRN 161336 · Appointed 1 May 1989 · Until 3 Jun 2004
John Wickham (no longer appointed)
FRN 175531 · Appointed 1 Jan 1989 · Until 3 Jun 2004
Harry Walter Lane (no longer appointed)
FRN 174923 · Appointed 31 Dec 1988 · Until 3 Jun 2004
Harvest Syndicate (no longer appointed)
FRN 174957 · Appointed 1 Aug 1988 · Until 3 Jun 2004
Bowater and Drennan (no longer appointed)
FRN 175175 · Appointed 1 Aug 1988 · Until 3 Jun 2004
Don Robinson Estate Agents (no longer appointed)
FRN 155773 · Appointed 29 Apr 1988 · Until 3 Jun 2004
Leaman Consultants (no longer appointed)
FRN 176202 · Appointed 18 Apr 1988 · Until 5 Dec 2003

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (74)SMF24 Chief Operations
7 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
7 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (71)[FCA CF] Material risk taker
7 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
7 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
7 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
7 hours ago
controlled function added: (67)SMF1 Chief Executive
7 hours ago
controlled function added: (66)SMF3 Executive Director
7 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.