ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Robertson Nicoll
IRN GRN00004
- (1347)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme John Sproates
IRN GJS00038
- (1758)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme Lawson Douglas
IRN GLD00007
- (793)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Graeme Oliver
IRN GXO00003
- (315)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme William Kemp
IRN GWK00001
- (130)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Harris MacAusland
IRN GHM00012
- (918)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Jeffrey Gamble
IRN GJG00001
- (440)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Butler
IRN GJB00033
- (1251)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Graham John Dolling
IRN GJD00003
- (1081)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Waite
IRN GJW00039
- (196)CF22 Investment Adviser (Trainee) (9 Jan 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Archibald Black Marshall (no longer appointed)
FRN 151546 · Appointed 1 Sep 1990 · Until 3 Jun 2004
RSM Fabrications Ltd (no longer appointed)
FRN 185136 · Appointed 1 May 1990 · Until 3 Jun 2004
Stephen Weil (no longer appointed)
FRN 171248 · Appointed 1 May 1990 · Until 3 Jun 2004
DW Logan & Co Accounting Services (no longer appointed)
FRN 200911 · Appointed 1 Apr 1990 · Until 3 Jun 2004
After Hours Services (no longer appointed)
FRN 200908 · Appointed 1 Apr 1990 · Until 3 Jun 2004
Cain & Fuller (no longer appointed)
FRN 156285 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Ian West (no longer appointed)
FRN 183935 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Soanes Property Management (no longer appointed)
FRN 184948 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Lawson & Company (no longer appointed)
FRN 182892 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Leasing & Finance Limited (no longer appointed)
FRN 181931 · Appointed 1 Oct 1989 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (74)SMF24 Chief Operations
10 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (71)[FCA CF] Material risk taker
10 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (67)SMF1 Chief Executive
10 hours ago
controlled function added: (66)SMF3 Executive Director
10 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.