ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Thomas Hay
IRN TXH00001
- (1561)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas Henderson Grant MacDonald
IRN THM00001
- (2051)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas Johnson
IRN TXJ00004
- (448)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas King
IRN TXK00001
- (304)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Thomas Lees Tait
IRN TLT00002
- (1320)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Thomas Mark Hamill
IRN TMH00030
- (1446)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Jun 2003)
Thomas Sanders Naisby
IRN TSN00002
- (113)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Thomas Webster
IRN TXW00006
- (1024)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Apr 2002)
Tim Mottram
IRN TCM00001
- (2070)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Tim Saunders
IRN TXS00031
- (697)CF22 Investment Adviser (Trainee) (18 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

HR Estate Planning Services(no longer appointed)
FRN 219286 · Appointed 26 Sep 2002 · Until 3 Jun 2004
David Muir Mortgages(no longer appointed)
FRN 218675 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Comber Independent Mortgage Centre Ltd(no longer appointed)
FRN 218674 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Keatley & Long Associates Ltd(no longer appointed)
FRN 218676 · Appointed 10 Sep 2002 · Until 3 Jun 2004
Corry & Stewart Estates Agents(no longer appointed)
FRN 218398 · Appointed 31 Aug 2002 · Until 3 Jun 2004
The Mortgage Advice Centre(no longer appointed)
FRN 218399 · Appointed 31 Aug 2002 · Until 3 Jun 2004
David Howitt(no longer appointed)
FRN 218401 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Mortgage Index(no longer appointed)
FRN 218400 · Appointed 30 Aug 2002 · Until 3 Jun 2004
Ray Lester Associates(no longer appointed)
FRN 216711 · Appointed 19 Jul 2002 · Until 3 Jun 2004
IMP Financial Services(no longer appointed)
FRN 216696 · Appointed 18 Jul 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (74)SMF24 Chief Operations
5 days ago
controlled function added: (73)SMF18 Other Overall Responsibility
5 days ago
controlled function added: (72)[FCA CF] Manager of certification employee
5 days ago
controlled function added: (71)[FCA CF] Material risk taker
5 days ago
controlled function added: (70)SMF7 Group Entity Senior Manager
5 days ago
controlled function added: (69)SMF5 Head of Internal Audit
5 days ago
controlled function added: (68)SMF18 Other Overall Responsibility
5 days ago
controlled function added: (67)SMF1 Chief Executive
5 days ago
controlled function added: (66)SMF3 Executive Director
5 days ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.