ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeremy Louis Chapman
IRN JXC00106
- (1963)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Neil Walsh-Harrington
IRN JNW00002
- (1254)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Paul Green
IRN JPG00004
- (3)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Rigg Harrison
IRN JRH00057
- (244)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Roy Clay
IRN JRC00002
- (156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Stephen Holtom
IRN JSH00010
- (803)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Jeremy Stephen Wood
IRN JSW00003
- (935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Wring
IRN JXW00027
- (535)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jesse Tatlow
IRN JXT00012
- (2020)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jillian Anne Cave
IRN JAH00009
- (1524)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

20 hours ago
controlled function added: (74)SMF24 Chief Operations
20 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
20 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
20 hours ago
controlled function added: (71)[FCA CF] Material risk taker
20 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
20 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
20 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
20 hours ago
controlled function added: (67)SMF1 Chief Executive
20 hours ago
controlled function added: (66)SMF3 Executive Director
20 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.