ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon Robertson Nicoll
IRN GRN00004
- (1347)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme John Sproates
IRN GJS00038
- (1758)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme Lawson Douglas
IRN GLD00007
- (793)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
Graeme Oliver
IRN GXO00003
- (315)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graeme William Kemp
IRN GWK00001
- (130)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Harris MacAusland
IRN GHM00012
- (918)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Jeffrey Gamble
IRN GJG00001
- (440)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Butler
IRN GJB00033
- (1251)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Graham John Dolling
IRN GJD00003
- (1081)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham John Waite
IRN GJW00039
- (196)CF22 Investment Adviser (Trainee) (9 Jan 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

StudioDirect (no longer appointed)
FRN 182085 · Appointed 1 Nov 1995 · Until 3 Jun 2004
Alan MacIntosh (no longer appointed)
FRN 186457 · Appointed 27 Oct 1995 · Until 3 Jun 2004
Fairfield Property and Development Company Limited (no longer appointed)
FRN 183051 · Appointed 4 Oct 1995 · Until 3 Jun 2004
Rand Estate Agents (no longer appointed)
FRN 178326 · Appointed 2 Oct 1995 · Until 3 Jun 2004
Executive Mortgage Services (no longer appointed)
FRN 200850 · Appointed 18 Sep 1995 · Until 11 Jul 2002
Alexander Associates (UK) Ltd (no longer appointed)
FRN 181756 · Appointed 1 Sep 1995 · Until 3 Jun 2004
Exchequer Mortgage Services (no longer appointed)
FRN 179457 · Appointed 1 Sep 1995 · Until 3 Jun 2004
CM Twinn Associates (no longer appointed)
FRN 181614 · Appointed 1 Jul 1995 · Until 3 Jun 2004
DNT Consultants (no longer appointed)
FRN 181746 · Appointed 31 May 1995 · Until 3 Jun 2004
Domas Nova Limited (no longer appointed)
FRN 187032 · Appointed 22 May 1995 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (74)SMF24 Chief Operations
2 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
2 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
2 hours ago
controlled function added: (71)[FCA CF] Material risk taker
2 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
2 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
2 hours ago
controlled function added: (67)SMF1 Chief Executive
2 hours ago
controlled function added: (66)SMF3 Executive Director
2 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.