ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeremy Louis Chapman
IRN JXC00106
- (1963)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Neil Walsh-Harrington
IRN JNW00002
- (1254)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Paul Green
IRN JPG00004
- (3)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Rigg Harrison
IRN JRH00057
- (244)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Roy Clay
IRN JRC00002
- (156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Stephen Holtom
IRN JSH00010
- (803)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Jeremy Stephen Wood
IRN JSW00003
- (935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Wring
IRN JXW00027
- (535)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jesse Tatlow
IRN JXT00012
- (2020)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jillian Anne Cave
IRN JAH00009
- (1524)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Maroubra International Ltd (no longer appointed)
FRN 173057 · Appointed 14 Jul 1998 · Until 11 Apr 2003
The Suffolk Neighbourhood Watch Associates (no longer appointed)
FRN 192501 · Appointed 9 Jul 1998 · Until 3 Jun 2004
Leeward Consultants Ltd (no longer appointed)
FRN 147998 · Appointed 2 Jul 1998 · Until 3 Jun 2004
AAG Mortgage Brokerage Ltd (no longer appointed)
FRN 193688 · Appointed 26 Jun 1998 · Until 3 Jun 2004
Rob Lowell & Associates (no longer appointed)
FRN 192498 · Appointed 18 Jun 1998 · Until 3 Jun 2004
The Family Scholarship Trust Company (no longer appointed)
FRN 194013 · Appointed 17 Jun 1998 · Until 3 Jun 2004
Chapelquay Limited (no longer appointed)
FRN 193937 · Appointed 16 Jun 1998 · Until 3 Jun 2004
Derek Mills (no longer appointed)
FRN 201744 · Appointed 12 Jun 1998 · Until 3 Jun 2004
Graham Edwards Ltd (no longer appointed)
FRN 201777 · Appointed 11 Jun 1998 · Until 17 Dec 2004
John Green (no longer appointed)
FRN 192424 · Appointed 2 Jun 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

8 hours ago
controlled function added: (74)SMF24 Chief Operations
8 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
8 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (71)[FCA CF] Material risk taker
8 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
8 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
8 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
8 hours ago
controlled function added: (67)SMF1 Chief Executive
8 hours ago
controlled function added: (66)SMF3 Executive Director
8 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.