ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Katryna Louise Macdonald
IRN KXM00371
- (2191)[FCA CF] Material risk taker (3 Sep 2025 to 16 Oct 2025)
Keith Alan Ridgewell
IRN KAR00003
- (1732)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Benjamin Moseley
IRN KBM00001
- (238)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Benton
IRN KXB00005
- (673)CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
Keith Charles Hubbard
IRN KCH00001
- (572)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Edward Millichap
IRN KEM00002
- (31)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Frederick Pitt
IRN KFP00001
- (919)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Frederick Scott Harris
IRN KFH00005
- (246)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Grenville Hockridge
IRN KGH00001
- (785)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Martin Nevill
IRN KMN00001
- (775)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Cartesian Limited (no longer appointed)
FRN 201728 · Appointed 5 Sep 1999 · Until 24 Mar 2004
CGA Services Limited (no longer appointed)
FRN 193936 · Appointed 3 Sep 1999 · Until 3 Jun 2004
Malcolm Dolton Financial Services (no longer appointed)
FRN 192443 · Appointed 1 Sep 1999 · Until 3 Jun 2004
Kenilworth General Finance (no longer appointed)
FRN 193980 · Appointed 1 Sep 1999 · Until 3 Jun 2004
Andy Tiong Mortgage Services (no longer appointed)
FRN 192340 · Appointed 27 Aug 1999 · Until 17 Nov 2004
Tax Assist Direct (no longer appointed)
FRN 192439 · Appointed 27 Aug 1999 · Until 3 Jun 2004
Winchester Mortgages (no longer appointed)
FRN 193878 · Appointed 27 Aug 1999 · Until 3 Jun 2004
Cavendish Financial Services (no longer appointed)
FRN 193977 · Appointed 24 Aug 1999 · Until 3 Jun 2004
Watsons (no longer appointed)
FRN 193881 · Appointed 24 Aug 1999 · Until 3 Jun 2004
CPA Consumerguard Ltd (no longer appointed)
FRN 192447 · Appointed 21 Aug 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (74)SMF24 Chief Operations
11 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (71)[FCA CF] Material risk taker
11 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
11 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
11 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
11 hours ago
controlled function added: (67)SMF1 Chief Executive
11 hours ago
controlled function added: (66)SMF3 Executive Director
11 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.