ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Karine Catherine Griffin
IRN KCG00001
- (76)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Karl David Hames
IRN KDH00003
- (1778)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Karl Reginald Lehmann
IRN KRL00005
- (1464)CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
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Karuneswari Moorthy
IRN KXM00006
- (1190)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
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Katherine Asquith Stacey
IRN KAS00002
- (692)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Katherine Helen Ridland
IRN KHR00006
- (1879)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (1878)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2002)
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Katherine Jane McGrory
IRN KJM00064
- (616)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)
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Kathleen Burton
IRN KXB00042
- (521)CF21 Investment Adviser (13 May 2002 to 3 Sep 2002)
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Kathleen Mary Peden
IRN KMP00009
- (774)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kathryn Laura Margeson
IRN KLM00004
- (147)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (146)CF22 Investment Adviser (Trainee) (29 Oct 2002 to 19 Mar 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Universal Personnel Services Ltd (no longer appointed)
FRN 192506 · Appointed 18 Oct 1999 · Until 22 Jul 2003
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Executive & Corporate Mortgagtes (Alistair Coomer) (no longer appointed)
FRN 193689 · Appointed 13 Oct 1999 · Until 3 Jun 2004
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Dave Wollacott Mortgage Services (no longer appointed)
FRN 192454 · Appointed 13 Oct 1999 · Until 20 Aug 2003
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David James Accountants Ltd (no longer appointed)
FRN 201739 · Appointed 11 Oct 1999 · Until 3 Jun 2004
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Sol Management Services Ltd (no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2004
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Hallmark Financial Planning (Clive Hall) (no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (74)SMF24 Chief Operations
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controlled function added: (73)SMF18 Other Overall Responsibility
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controlled function added: (72)[FCA CF] Manager of certification employee
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controlled function added: (71)[FCA CF] Material risk taker
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controlled function added: (70)SMF7 Group Entity Senior Manager
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controlled function added: (69)SMF5 Head of Internal Audit
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controlled function added: (68)SMF18 Other Overall Responsibility
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controlled function added: (67)SMF1 Chief Executive
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controlled function added: (66)SMF3 Executive Director
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controlled function added: (65)SMF18 Other Overall Responsibility