ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael David Ratcliffe
IRN MDR00001
- (841)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Ryan
IRN MDR00023
- (617)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Michael David Theobald
IRN MDT00020
- (1663)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Tickner
IRN MDT00003
- (2023)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David William Baldwin
IRN MDB00007
- (1188)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Dennes
IRN MXD00034
- (1454)CF22 Investment Adviser (Trainee) (14 Feb 2003 to 3 Jun 2003)
Michael Dominic Ellis
IRN MDE00001
- (1530)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Duffy
IRN MXD00011
- (647)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eaton
IRN MXE00028
- (2071)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eddison
IRN MXE00027
- (936)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Ray H Bennett & Co Mortgage & Administration Services (no longer appointed)
FRN 201938 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Fletcher Financial Services Ltd (no longer appointed)
FRN 201768 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Adytum Consulting Limited (no longer appointed)
FRN 193687 · Appointed 6 Nov 1999 · Until 23 Apr 2003
John Bridger (no longer appointed)
FRN 201734 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Ringfence Ltd (no longer appointed)
FRN 192497 · Appointed 3 Nov 1999 · Until 8 Jul 2002
Arte Associates Limited (no longer appointed)
FRN 193693 · Appointed 1 Nov 1999 · Until 3 Jun 2004
Advocate Client Services (no longer appointed)
FRN 193686 · Appointed 27 Oct 1999 · Until 3 Jun 2004
Dalby Financial Services (no longer appointed)
FRN 193986 · Appointed 23 Oct 1999 · Until 3 Jun 2004
Paul D Howe Financial Services (no longer appointed)
FRN 192480 · Appointed 22 Oct 1999 · Until 3 Jun 2004
Mortgage Helpline (Clive Green) (no longer appointed)
FRN 192437 · Appointed 19 Oct 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (74)SMF24 Chief Operations
1 day ago
controlled function added: (73)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (72)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (71)[FCA CF] Material risk taker
1 day ago
controlled function added: (70)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (69)SMF5 Head of Internal Audit
1 day ago
controlled function added: (68)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (67)SMF1 Chief Executive
1 day ago
controlled function added: (66)SMF3 Executive Director
1 day ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.