ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter William Hacking
IRN PWH00011
- (1140)CF21 Investment Adviser (15 Feb 2002 to 3 Jun 2003)
Peter William Halford
IRN PWH00005
- (1217)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter William Simon Alis
IRN PWA00007
- (1759)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter William Todd
IRN PWT00009
- (590)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Woodward Bailey
IRN PWB00024
- (979)CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- (978)CF22 Investment Adviser (Trainee) (28 May 2002 to 1 Nov 2002)
Peter-John Lafferty
IRN PJL00003
- (1070)CF22 Investment Adviser (Trainee) (15 Feb 2002 to 3 Jun 2003)
Philip Alexander Valentine
IRN PAV01018
- (2038)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
Philip Alexander Walker
IRN PAW00026
- (2132)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Andrew Hodkinson
IRN PAH01115
- (770)CF2 Non Executive Director (25 Mar 2002 to 22 Jul 2005)
Philip Andrew Taylor
IRN PAT00034
- (1544)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Inform Choice (no longer appointed)
FRN 192417 · Appointed 14 Jun 2000 · Until 3 Jun 2004
The Mortgage Bureau (GB) Ltd (no longer appointed)
FRN 193964 · Appointed 14 Jun 2000 · Until 3 Jun 2004
Bowburn Financial Management (no longer appointed)
FRN 201722 · Appointed 14 Jun 2000 · Until 3 Jun 2004
The Lifetime Benefit Program Ltd (no longer appointed)
FRN 193962 · Appointed 13 Jun 2000 · Until 3 Jun 2004
The City Mortgage Company Ltd (no longer appointed)
FRN 193957 · Appointed 8 Jun 2000 · Until 3 Jun 2004
Fieldview (no longer appointed)
FRN 201763 · Appointed 7 Jun 2000 · Until 3 Jun 2004
MNR Independent Mortgage Services (no longer appointed)
FRN 193993 · Appointed 5 Jun 2000 · Until 3 Jun 2004
Donald Cooper (no longer appointed)
FRN 201747 · Appointed 5 Jun 2000 · Until 3 Jun 2004
Corporate Accountancy Solutions Limited (no longer appointed)
FRN 193910 · Appointed 23 May 2000 · Until 3 Jun 2004
Reid Mortgage Planning (no longer appointed)
FRN 192495 · Appointed 22 May 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (74)SMF24 Chief Operations
3 days ago
controlled function added: (73)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (72)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (71)[FCA CF] Material risk taker
3 days ago
controlled function added: (70)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (69)SMF5 Head of Internal Audit
3 days ago
controlled function added: (68)SMF18 Other Overall Responsibility
3 days ago
controlled function added: (67)SMF1 Chief Executive
3 days ago
controlled function added: (66)SMF3 Executive Director
3 days ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.