ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Damyon Howe
IRN PDH00001
- (1281)CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2002)
Paul Daniel Collins
IRN PDC00003
- (1704)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul David Tillcock
IRN PDT00022
- (1741)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Edward Sutton
IRN PES00021
- (2218)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Francis Philip Muxlow
IRN PFM00002
- (949)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Francis Shrimpton
IRN PFS01021
- (272)CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)
Paul Frederick Fox
IRN PFF00003
- (10)CF22 Investment Adviser (Trainee) (18 Mar 2002 to 18 Jun 2002)
Paul Gerald McGlinchey
IRN PGM00023
- (503)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Gerard Kenny
IRN PGK00003
- (1071)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Gordon Braddock
IRN PGB00024
- (1573)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Hammersley & Hancock Mortgage Services (no longer appointed)
FRN 194170 · Appointed 12 Oct 2000 · Until 3 Jun 2004
Bespoke Mortgages (no longer appointed)
FRN 193427 · Appointed 4 Oct 2000 · Until 3 Jun 2004
Anthony Swanston Consultants Ltd (no longer appointed)
FRN 193092 · Appointed 25 Sep 2000 · Until 3 Jun 2004
E.C.A.N: Edinburgh Chartered Architects Network (no longer appointed)
FRN 193093 · Appointed 25 Sep 2000 · Until 3 Jun 2004
David Conway (no longer appointed)
FRN 201936 · Appointed 21 Sep 2000 · Until 3 Jun 2004
Okehampton Financial Management (no longer appointed)
FRN 194092 · Appointed 13 Sep 2000 · Until 3 Jun 2004
Bradley Associates (no longer appointed)
FRN 194090 · Appointed 6 Sep 2000 · Until 3 Jun 2004
R W Duthie & Associates (no longer appointed)
FRN 193611 · Appointed 31 Aug 2000 · Until 10 Apr 2003
Fraser Illingworth (no longer appointed)
FRN 193106 · Appointed 23 Aug 2000 · Until 3 Jun 2004
Professional Independent Mortgage Services (no longer appointed)
FRN 194097 · Appointed 22 Aug 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (74)SMF24 Chief Operations
1 day ago
controlled function added: (73)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (72)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (71)[FCA CF] Material risk taker
1 day ago
controlled function added: (70)SMF7 Group Entity Senior Manager
1 day ago
controlled function added: (69)SMF5 Head of Internal Audit
1 day ago
controlled function added: (68)SMF18 Other Overall Responsibility
1 day ago
controlled function added: (67)SMF1 Chief Executive
1 day ago
controlled function added: (66)SMF3 Executive Director
1 day ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.