ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Matthew Quinn
IRN MXQ01005
- (1216)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 Sep 2005)
Maureen Elizabeth Tweed
IRN MXT00073
- (480)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Maureen King
IRN MXK00004
- (66)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Maureen Novella Beatrice McComb
IRN MNM00003
- (1253)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Maxine Jane Cullen
IRN MJC00111
- (25)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Maxwell Messing
IRN MXM00007
- (797)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Maxwell Raymond Anthony
IRN MRA00007
- (898)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
McDonald Shepard Morriss
IRN MSM00020
- (160)CF21 Investment Adviser (17 Apr 2002 to 11 Dec 2002)
Meg Anne Mairead Chambers
IRN MAC00003
- (58)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Mehmet Tiritoglu
IRN MXT00112
- (1465)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Steven Akers (no longer appointed)
FRN 207128 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 207123 · Appointed 30 Oct 2001 · Until 3 Jun 2004
DJ Lysaght Accountancy Services (no longer appointed)
FRN 207122 · Appointed 30 Oct 2001 · Until 3 Jun 2004
North Wray Associates (no longer appointed)
FRN 207117 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)
FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2004
PFM Financial Solutions (no longer appointed)
FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Raymond H Matthews (no longer appointed)
FRN 207125 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Ellis Financial Management (no longer appointed)
FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2004
Abacus Insurance Services (no longer appointed)
FRN 207118 · Appointed 30 Oct 2001 · Until 7 Dec 2004
Vicky Haywood (no longer appointed)
FRN 207129 · Appointed 30 Oct 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (84)14. Managing investments
5 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
5 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (81)[FCA CF] Material risk taker
5 hours ago
controlled function added: (80)[FCA CF] Significant management
5 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (78)[FCA CF] Material risk taker
5 hours ago
controlled function added: (77)[FCA CF] Significant management
5 hours ago
controlled function added: (76)[FCA CF] Material risk taker
5 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.