ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary Carl Heumann
IRN GCH00001
- (1822)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Drabble
IRN GXD00007
- (777)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (776)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
Gary Gartland
IRN GXG00002
- (575)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Hayes
IRN GXH00011
- (1171)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (1170)CF22 Investment Adviser (Trainee) (18 Feb 2002 to 19 Mar 2003)
Gary Jackson
IRN GXJ00008
- (1768)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Jon Rokenson
IRN GJR00028
- (2004)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Lee Carr
IRN GXC00095
- (1511)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Llewelyn Powell
IRN GLP01022
- (37)CF21 Investment Adviser (16 Jan 2003 to 3 Jun 2003)
Gary Mark Brooks
IRN GMB00026
- (1516)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Martin Hyams
IRN GMH00009
- (262)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Adam Martyn-Smith (no longer appointed)
FRN 200852 · Appointed 1 Sep 1987 · Until 3 Jun 2004
Arans Estate Agents (no longer appointed)
FRN 157147 · Appointed 24 Aug 1987 · Until 3 Jun 2004
RJM Accountancy (no longer appointed)
FRN 178213 · Appointed 1 Mar 1987 · Until 3 Jun 2004
Ledgers Financial Services (Aberdeen) (no longer appointed)
FRN 181627 · Appointed 1 Mar 1987 · Until 3 Jun 2004
Jamestown Investments Limited (no longer appointed)
FRN 178325 · Appointed 1 Jan 1987 · Until 3 Jun 2004
Hale Clinic International Ltd (no longer appointed)
FRN 169472 · Appointed 1 Jan 1987 · Until 5 Dec 2003
Eric Palmer Photography (no longer appointed)
FRN 174928 · Appointed 31 Dec 1986 · Until 5 Dec 2003
Rafamacs Ltd (no longer appointed)
FRN 200877 · Appointed 15 Sep 1986 · Until 3 Jun 2004
Christopher Buckingham (no longer appointed)
FRN 175261 · Appointed 23 May 1986 · Until 3 Jun 2004
TJ Mudd & Co (no longer appointed)
FRN 200949 · Appointed 1 Mar 1986 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (84)14. Managing investments
6 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
6 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (81)[FCA CF] Material risk taker
6 hours ago
controlled function added: (80)[FCA CF] Significant management
6 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (78)[FCA CF] Material risk taker
6 hours ago
controlled function added: (77)[FCA CF] Significant management
6 hours ago
controlled function added: (76)[FCA CF] Material risk taker
6 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.