ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gay Lesley Worrow
IRN GLW00001
- (1995)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey David Andrews
IRN GDA00001
- (300)CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)
Geoffrey Ernest Maskell
IRN GEM00003
- (190)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Harold Pike
IRN GHP00001
- (1098)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Kerr
IRN GXK00005
- (1012)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Paul Bowman
IRN GPB01059
- (45)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Oct 2003)
Geoffrey Payne
IRN GXP00001
- (236)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Sheridan Atherton
IRN GSA00006
- (778)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey Tandy
IRN GXT00013
- (1707)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Geoffrey William Johnson
IRN GWJ00001
- (1258)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Michael Elmer (no longer appointed)
FRN 163977 · Appointed 1 Jan 1993 · Until 5 Dec 2003
ZW Ellis (no longer appointed)
FRN 163906 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Commercial Marketing Services (no longer appointed)
FRN 178947 · Appointed 1 Jan 1993 · Until 3 Jun 2004
HJ Burt (no longer appointed)
FRN 161323 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Henry George Beeby (no longer appointed)
FRN 163896 · Appointed 1 Jan 1993 · Until 8 Aug 2003
John Grant (no longer appointed)
FRN 164497 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Brian A Marshall (no longer appointed)
FRN 163902 · Appointed 1 Jan 1993 · Until 3 Jun 2004
Where Theres A Will (no longer appointed)
FRN 200861 · Appointed 1 Dec 1992 · Until 3 Jun 2004
Lavinia Susan Keywood (no longer appointed)
FRN 200879 · Appointed 25 Nov 1992 · Until 3 Jun 2004
Davis White & Perry (no longer appointed)
FRN 192509 · Appointed 16 Oct 1992 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (84)14. Managing investments
2 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
2 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
2 hours ago
controlled function added: (81)[FCA CF] Material risk taker
2 hours ago
controlled function added: (80)[FCA CF] Significant management
2 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
2 hours ago
controlled function added: (78)[FCA CF] Material risk taker
2 hours ago
controlled function added: (77)[FCA CF] Significant management
2 hours ago
controlled function added: (76)[FCA CF] Material risk taker
2 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.