ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger John London

    IRN RJL00010

    • (1785)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Roger Malcolm McKibbin

    IRN RMM01052

    • (646)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
  • Roger Philip Evans

    IRN RPE00001

    • (486)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Roger Philip Yates

    IRN RPY01006

    • (2151)SMF7 Group Entity Senior Manager (7 Sep 2020 to 18 May 2023)
    • (2150)SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Sep 2020)
    • (2152)CF2 Non Executive Director (12 Nov 2013 to 8 Dec 2019)
  • Roger Raymond Chamberlain

    IRN RRC00004

    • (1021)CF22 Investment Adviser (Trainee) (17 Mar 2003 to 3 Jun 2003)
  • Roger Roberts

    IRN RXR00017

    • (1452)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2002)
  • Roger Thomas Watts

    IRN RTW00005

    • (653)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Rognvald Bullen

    IRN RXB00073

    • (794)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
  • Ronald James Lynn

    IRN RJL00005

    • (967)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Ronald Keith Jordan

    IRN RKJ00002

    • (1116)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Richard Carr (no longer appointed)

    FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004

  • Anthony C Marangos (no longer appointed)

    FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004

  • The Mortgage Desk (no longer appointed)

    FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004

  • Lapada (no longer appointed)

    FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004

  • David Staley (no longer appointed)

    FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004

  • Michael Whitewood (no longer appointed)

    FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004

  • Royle Consulting Group (no longer appointed)

    FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004

  • Olmec Securities Ltd (no longer appointed)

    FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004

  • Telcourt (no longer appointed)

    FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004

  • Retirement Care Group (no longer appointed)

    FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (84)14. Managing investments

  2. controlled function added: (83)[FCA CF] CASS oversight function

  3. controlled function added: (82)[FCA CF] Manager of certification employee

  4. controlled function added: (81)[FCA CF] Material risk taker

  5. controlled function added: (80)[FCA CF] Significant management

  6. controlled function added: (79)[FCA CF] Manager of certification employee

  7. controlled function added: (78)[FCA CF] Material risk taker

  8. controlled function added: (77)[FCA CF] Significant management

  9. controlled function added: (76)[FCA CF] Material risk taker

  10. controlled function added: (75)SMF7 Group Entity Senior Manager

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