ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeffrey James Reid
IRN JJR00004
- (355)CF22 Investment Adviser (Trainee) (16 Apr 2003 to 3 Jun 2003)
Jenneth Anne Foster-Hall
IRN JAF00011
- (1745)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jennie Shepherd
IRN JXS00025
- (105)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jennifer Cockburn
IRN JXC00153
- (688)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jennifer Margaret Innis
IRN JMI00001
- (677)CF22 Investment Adviser (Trainee) (14 Mar 2003 to 3 Jun 2003)
Jennifer Pauline June Oxendale
IRN JPO00004
- (375)CF21 Investment Adviser (2 Oct 2002 to 3 Jun 2003)
- (374)CF22 Investment Adviser (Trainee) (10 Apr 2002 to 2 Oct 2002)
Jeremiah Hyland
IRN JXH00175
- (957)CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2005)
Jeremy Charles Burditt
IRN JCB00064
- (1872)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Charles Crawford
IRN JCC00031
- (1041)CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
Jeremy David Barrett
IRN JDB00004
- (1927)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Martin Tyerman & Associates (no longer appointed)
FRN 186447 · Appointed 24 Oct 1997 · Until 3 Jun 2004
The Mortgage People (no longer appointed)
FRN 191939 · Appointed 22 Oct 1997 · Until 3 Jun 2004
Hudson Deane Ltd (no longer appointed)
FRN 192511 · Appointed 22 Oct 1997 · Until 3 Jun 2004
North London Financial Services (no longer appointed)
FRN 191947 · Appointed 8 Oct 1997 · Until 3 Jun 2004
Chancellery Financial Services (no longer appointed)
FRN 201072 · Appointed 1 Oct 1997 · Until 3 Jun 2004
Montague Godel (no longer appointed)
FRN 185159 · Appointed 29 Sep 1997 · Until 3 Jun 2004
Tim Hughes (no longer appointed)
FRN 194111 · Appointed 25 Sep 1997 · Until 3 Jun 2004
Mortgage Choices (no longer appointed)
FRN 185557 · Appointed 22 Sep 1997 · Until 3 Jun 2004
The Imperial Mortgage Service (no longer appointed)
FRN 185855 · Appointed 19 Sep 1997 · Until 3 Jun 2004
Keith Anthony Michael Millman (no longer appointed)
FRN 185135 · Appointed 19 Sep 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (84)14. Managing investments
10 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
10 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (81)[FCA CF] Material risk taker
10 hours ago
controlled function added: (80)[FCA CF] Significant management
10 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (78)[FCA CF] Material risk taker
10 hours ago
controlled function added: (77)[FCA CF] Significant management
10 hours ago
controlled function added: (76)[FCA CF] Material risk taker
10 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.