ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jimmy Guo Wong
IRN JXW00033
- (1201)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joanna Elizabeth Stocks
IRN JES01149
- (1415)[FCA CF] Significant management (30 Nov 2022 to 1 Jun 2024)
Joanna Mary Cockerill
IRN JMC00007
- (1624)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joanna Moran
IRN JXM43304
- (1486)[FCA CF] Significant management (9 Dec 2019 to 14 Jun 2024)
Joanna Wolfe
IRN JFB00002
- (925)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Joe Nunn
IRN JXN00032
- (641)CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2002)
Johannes Hendrikus Paulich
IRN JHP00001
- (2047)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Alexander Guthrie
IRN JAG00032
- (1858)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Andrew Chambers
IRN JAC00042
- (752)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Anthony McKeever
IRN JAM00069
- (1548)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (1547)CF22 Investment Adviser (Trainee) (2 Apr 2002 to 19 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

The Cheshire Mortgage Consultancy (no longer appointed)
FRN 194055 · Appointed 17 Nov 1998 · Until 3 Jun 2004
Contractor Solutions Ltd (no longer appointed)
FRN 193907 · Appointed 3 Nov 1998 · Until 3 Jun 2004
Ravenscourt Residential (no longer appointed)
FRN 195346 · Appointed 2 Nov 1998 · Until 3 Jun 2004
McZenzie Knight & Partners (no longer appointed)
FRN 193988 · Appointed 29 Oct 1998 · Until 3 Jun 2004
J Johnston (no longer appointed)
FRN 201737 · Appointed 21 Oct 1998 · Until 3 Jun 2004
Park Lane Mortgage Services (no longer appointed)
FRN 193997 · Appointed 21 Oct 1998 · Until 3 Jun 2004
Confidential Assignments Ltd (no longer appointed)
FRN 192444 · Appointed 21 Oct 1998 · Until 3 Jun 2004
DW Mortgage Services (no longer appointed)
FRN 193919 · Appointed 19 Oct 1998 · Until 3 Jun 2004
Invicta Financial Solutions (no longer appointed)
FRN 201784 · Appointed 14 Oct 1998 · Until 3 Jun 2004
Christie & Co (no longer appointed)
FRN 193982 · Appointed 8 Oct 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (84)14. Managing investments
6 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
6 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (81)[FCA CF] Material risk taker
6 hours ago
controlled function added: (80)[FCA CF] Significant management
6 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (78)[FCA CF] Material risk taker
6 hours ago
controlled function added: (77)[FCA CF] Significant management
6 hours ago
controlled function added: (76)[FCA CF] Material risk taker
6 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.