ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Katryna Louise Macdonald
IRN KXM00371
- (2191)[FCA CF] Material risk taker (3 Sep 2025 to 16 Oct 2025)
Keith Alan Ridgewell
IRN KAR00003
- (1732)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Benjamin Moseley
IRN KBM00001
- (238)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Benton
IRN KXB00005
- (673)CF21 Investment Adviser (1 Dec 2001 to 9 Aug 2002)
Keith Charles Hubbard
IRN KCH00001
- (572)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Edward Millichap
IRN KEM00002
- (31)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Frederick Pitt
IRN KFP00001
- (919)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Frederick Scott Harris
IRN KFH00005
- (246)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Grenville Hockridge
IRN KGH00001
- (785)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Martin Nevill
IRN KMN00001
- (775)CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Ray H Bennett & Co Mortgage & Administration Services (no longer appointed)
FRN 201938 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Fletcher Financial Services Ltd (no longer appointed)
FRN 201768 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Adytum Consulting Limited (no longer appointed)
FRN 193687 · Appointed 6 Nov 1999 · Until 23 Apr 2003
John Bridger (no longer appointed)
FRN 201734 · Appointed 6 Nov 1999 · Until 3 Jun 2004
Ringfence Ltd (no longer appointed)
FRN 192497 · Appointed 3 Nov 1999 · Until 8 Jul 2002
Arte Associates Limited (no longer appointed)
FRN 193693 · Appointed 1 Nov 1999 · Until 3 Jun 2004
Advocate Client Services (no longer appointed)
FRN 193686 · Appointed 27 Oct 1999 · Until 3 Jun 2004
Dalby Financial Services (no longer appointed)
FRN 193986 · Appointed 23 Oct 1999 · Until 3 Jun 2004
Paul D Howe Financial Services (no longer appointed)
FRN 192480 · Appointed 22 Oct 1999 · Until 3 Jun 2004
Mortgage Helpline (Clive Green) (no longer appointed)
FRN 192437 · Appointed 19 Oct 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (84)14. Managing investments
7 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
7 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (81)[FCA CF] Material risk taker
7 hours ago
controlled function added: (80)[FCA CF] Significant management
7 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (78)[FCA CF] Material risk taker
7 hours ago
controlled function added: (77)[FCA CF] Significant management
7 hours ago
controlled function added: (76)[FCA CF] Material risk taker
7 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.