ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Karine Catherine Griffin
IRN KCG00001
- (76)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Karl David Hames
IRN KDH00003
- (1778)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Karl Reginald Lehmann
IRN KRL00005
- (1464)CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
-
Karuneswari Moorthy
IRN KXM00006
- (1190)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
-
Katherine Asquith Stacey
IRN KAS00002
- (692)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Katherine Helen Ridland
IRN KHR00006
- (1879)CF21 Investment Adviser (19 Sep 2002 to 3 Jun 2003)
- (1878)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2002)
-
Katherine Jane McGrory
IRN KJM00064
- (616)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)
-
Kathleen Burton
IRN KXB00042
- (521)CF21 Investment Adviser (13 May 2002 to 3 Sep 2002)
-
Kathleen Mary Peden
IRN KMP00009
- (774)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Kathryn Laura Margeson
IRN KLM00004
- (147)CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- (146)CF22 Investment Adviser (Trainee) (29 Oct 2002 to 19 Mar 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 192445 · Appointed 18 Jan 2000 · Until 20 Feb 2003
-
Minister Property Letting (no longer appointed)
FRN 192466 · Appointed 11 Jan 2000 · Until 3 Jun 2004
-
Val Clinton Associates Ltd (no longer appointed)
FRN 193966 · Appointed 7 Jan 2000 · Until 3 Jun 2004
-
Mortgagelink Consultants UK Ltd (no longer appointed)
FRN 192470 · Appointed 7 Jan 2000 · Until 3 Jun 2004
-
Steele Rose & Co Limited (no longer appointed)
FRN 192483 · Appointed 7 Jan 2000 · Until 25 Jul 2003
-
Forum Financial Services Ltd (no longer appointed)
FRN 201769 · Appointed 30 Dec 1999 · Until 3 Jun 2004
-
Mark Shields Financial Consultancy (no longer appointed)
FRN 192460 · Appointed 30 Dec 1999 · Until 3 Jun 2004
-
Pegasus Sports Management Ltd (no longer appointed)
FRN 193951 · Appointed 15 Dec 1999 · Until 3 Jun 2004
-
Michael Moran Financial Services (no longer appointed)
FRN 192463 · Appointed 15 Dec 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (84)14. Managing investments
-
controlled function added: (83)[FCA CF] CASS oversight function
-
controlled function added: (82)[FCA CF] Manager of certification employee
-
controlled function added: (81)[FCA CF] Material risk taker
-
controlled function added: (80)[FCA CF] Significant management
-
controlled function added: (79)[FCA CF] Manager of certification employee
-
controlled function added: (78)[FCA CF] Material risk taker
-
controlled function added: (77)[FCA CF] Significant management
-
controlled function added: (76)[FCA CF] Material risk taker
-
controlled function added: (75)SMF7 Group Entity Senior Manager