ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter William Hacking
IRN PWH00011
- (1140)CF21 Investment Adviser (15 Feb 2002 to 3 Jun 2003)
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Peter William Halford
IRN PWH00005
- (1217)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Peter William Simon Alis
IRN PWA00007
- (1759)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Peter William Todd
IRN PWT00009
- (590)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Peter Woodward Bailey
IRN PWB00024
- (979)CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- (978)CF22 Investment Adviser (Trainee) (28 May 2002 to 1 Nov 2002)
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Peter-John Lafferty
IRN PJL00003
- (1070)CF22 Investment Adviser (Trainee) (15 Feb 2002 to 3 Jun 2003)
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Philip Alexander Valentine
IRN PAV01018
- (2038)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
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Philip Alexander Walker
IRN PAW00026
- (2132)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Philip Andrew Hodkinson
IRN PAH01115
- (770)CF2 Non Executive Director (25 Mar 2002 to 22 Jul 2005)
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Philip Andrew Taylor
IRN PAT00034
- (1544)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Trafalgar Square Financial Planning Consultants (no longer appointed)
FRN 223710 · Appointed 18 Mar 2003 · Until 3 Jun 2004
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Advanced Financial Management (no longer appointed)
FRN 223709 · Appointed 18 Mar 2003 · Until 3 Jun 2004
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Stepping Stones Estate Agents Ltd (no longer appointed)
FRN 223357 · Appointed 6 Mar 2003 · Until 3 Jun 2004
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Authorised Financial Advisers (no longer appointed)
FRN 222956 · Appointed 19 Feb 2003 · Until 15 May 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (84)14. Managing investments
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controlled function added: (83)[FCA CF] CASS oversight function
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controlled function added: (82)[FCA CF] Manager of certification employee
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controlled function added: (81)[FCA CF] Material risk taker
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controlled function added: (80)[FCA CF] Significant management
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controlled function added: (79)[FCA CF] Manager of certification employee
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controlled function added: (78)[FCA CF] Material risk taker
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controlled function added: (77)[FCA CF] Significant management
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controlled function added: (76)[FCA CF] Material risk taker
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controlled function added: (75)SMF7 Group Entity Senior Manager