ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael David Ratcliffe
IRN MDR00001
- (841)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Ryan
IRN MDR00023
- (617)CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
Michael David Theobald
IRN MDT00020
- (1663)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David Tickner
IRN MDT00003
- (2023)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael David William Baldwin
IRN MDB00007
- (1188)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Dennes
IRN MXD00034
- (1454)CF22 Investment Adviser (Trainee) (14 Feb 2003 to 3 Jun 2003)
Michael Dominic Ellis
IRN MDE00001
- (1530)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Duffy
IRN MXD00011
- (647)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eaton
IRN MXE00028
- (2071)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael Eddison
IRN MXE00027
- (936)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Mortimer & Co International Consultants (no longer appointed)
FRN 196801 · Appointed 17 Sep 2001 · Until 3 Jun 2004
Aidan MacEchern (no longer appointed)
FRN 196643 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Sarah Hughes Wealth Management Ltd (no longer appointed)
FRN 207089 · Appointed 10 Sep 2001 · Until 3 Jun 2004
SFS School Solutions Ltd (no longer appointed)
FRN 196642 · Appointed 10 Sep 2001 · Until 3 Jun 2004
Countertax Ltd (no longer appointed)
FRN 196804 · Appointed 7 Sep 2001 · Until 3 Jun 2004
Glenn Coleman (no longer appointed)
FRN 196607 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Krystina Lyon (no longer appointed)
FRN 196612 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Squaring the Circle Ltd (no longer appointed)
FRN 196613 · Appointed 3 Sep 2001 · Until 3 Jun 2004
Northern Formations Ltd (no longer appointed)
FRN 196521 · Appointed 29 Aug 2001 · Until 3 Jun 2004
Anthony Alex & Company (no longer appointed)
FRN 207082 · Appointed 29 Aug 2001 · Until 25 Jul 2003

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (84)14. Managing investments
10 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
10 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (81)[FCA CF] Material risk taker
10 hours ago
controlled function added: (80)[FCA CF] Significant management
10 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (78)[FCA CF] Material risk taker
10 hours ago
controlled function added: (77)[FCA CF] Significant management
10 hours ago
controlled function added: (76)[FCA CF] Material risk taker
10 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.