ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sonia Gravestock
IRN SXH01261
- (1110)CF1 Director (15 Oct 2003 to 19 Mar 2009)
Spencer John Goddard
IRN SJG01196
- (330)CF21 Investment Adviser (29 Jul 2002 to 3 Jun 2003)
Stavros Neocleous
IRN SXN00002
- (1333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stefan Wissenbach
IRN SXW00013
- (1051)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephanie Jacqueline Ribeiro
IRN JSR00030
- (2017)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Andrew Bromage
IRN SAB00002
- (1806)CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)
Stephen Andrew Dadson
IRN SAD00002
- (747)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Andrew Oliver
IRN SAO00006
- (723)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Antony Wray
IRN SAW00043
- (1459)CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
Stephen Charles John Harris
IRN SXH00127
- (1363)CF21 Investment Adviser (16 Dec 2002 to 3 Jun 2003)
- (1362)CF22 Investment Adviser (Trainee) (2 Apr 2002 to 16 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (94)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (93)SMF7 Group Entity Senior Manager
3 days ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
3 days ago
controlled function added: (91)SMF2 Chief Finance
3 days ago
controlled function added: (90)SMF3 Executive Director
3 days ago
controlled function added: (89)[FCA CF] Significant management
3 days ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (87)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (86)[FCA CF] Material risk taker
3 days ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.