ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Paul Damyon Howe
IRN PDH00001
- (1281)CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2002)
Paul Daniel Collins
IRN PDC00003
- (1704)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul David Tillcock
IRN PDT00022
- (1741)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Edward Sutton
IRN PES00021
- (2218)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Francis Philip Muxlow
IRN PFM00002
- (949)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Francis Shrimpton
IRN PFS01021
- (272)CF21 Investment Adviser (1 Dec 2001 to 11 Sep 2002)
Paul Frederick Fox
IRN PFF00003
- (10)CF22 Investment Adviser (Trainee) (18 Mar 2002 to 18 Jun 2002)
Paul Gerald McGlinchey
IRN PGM00023
- (503)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Gerard Kenny
IRN PGK00003
- (1071)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Paul Gordon Braddock
IRN PGB00024
- (1573)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

18 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
18 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
18 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
18 hours ago
controlled function added: (91)SMF2 Chief Finance
18 hours ago
controlled function added: (90)SMF3 Executive Director
18 hours ago
controlled function added: (89)[FCA CF] Significant management
18 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
18 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
18 hours ago
controlled function added: (86)[FCA CF] Material risk taker
18 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.