ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Duncan Sydney Arnold
IRN DSA00003
- (820)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Dylan Mitchell
IRN DXM00038
- (2153)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edmund John Clarke
IRN EXC00027
- (1144)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edmund Wall
IRN EXW00002
- (1102)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Anthony Greenwood Forster
IRN EAF00002
- (93)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Arnold (Ted) Ashworth
IRN EAA00001
- (691)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Challenger Hossell
IRN ECH00004
- (1027)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Edward Daniels
IRN EXD00003
- (424)CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
Edward Francis Lumley
IRN EFL01006
- (1423)CF21 Investment Adviser (17 Feb 2003 to 3 Jun 2003)
- (1422)CF22 Investment Adviser (Trainee) (7 Oct 2002 to 17 Feb 2003)
Edward George Lewis
IRN EGL00001
- (116)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Spencer Birch Chartered Surveyors (no longer appointed)
FRN 201130 · Appointed 1 Jun 1984 · Until 13 Oct 2003
Orwell Nursing Home (no longer appointed)
FRN 174978 · Appointed 1 Jul 1983 · Until 5 Dec 2003
K Graham (no longer appointed)
FRN 161477 · Appointed 1 Mar 1982 · Until 3 Jun 2004
Mortgages Full Stop (no longer appointed)
FRN 121309 · Appointed 1 Feb 1982 · Until 14 Jul 2005
Andrew Robert Anderson (no longer appointed)
FRN 175533 · Appointed 31 Dec 1981 · Until 3 Jun 2004
Mr A C L Sturge (no longer appointed)
FRN 186702 · Appointed 1 Oct 1981 · Until 3 Jun 2004
Raj & Co (no longer appointed)
FRN 181538 · Appointed 1 Oct 1981 · Until 3 Jun 2004
AJ Aldred (no longer appointed)
FRN 201091 · Appointed 1 Jul 1981 · Until 3 Jun 2004
Springfield Finance Limited (no longer appointed)
FRN 179651 · Appointed 9 Feb 1981 · Until 3 Jun 2004
Pagett Financial Services (no longer appointed)
FRN 162422 · Appointed 14 Jan 1980 · Until 9 Jan 2003

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
2 hours ago
controlled function added: (91)SMF2 Chief Finance
2 hours ago
controlled function added: (90)SMF3 Executive Director
2 hours ago
controlled function added: (89)[FCA CF] Significant management
2 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
2 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
2 hours ago
controlled function added: (86)[FCA CF] Material risk taker
2 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.