ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Steven Hewitt
IRN SXH00172
- (1502)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Steven John Ward
IRN SJW00043
- (619)CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2002)
Steven Kevin Whitehouse
IRN SXW00057
- (1257)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Steven Mark Balmer
IRN SMB00009
- (1474)CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
Steven McKnight
IRN SXM00008
- (1937)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Steven Murphy
IRN SXM00104
- (1428)CF21 Investment Adviser (2 Oct 2002 to 3 Jun 2003)
- (1427)CF22 Investment Adviser (Trainee) (16 Apr 2002 to 2 Oct 2002)
Steven Occleston
IRN SXO00013
- (1212)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Steven Paul Horon
IRN SPH01095
- (683)CF22 Investment Adviser (Trainee) (13 Mar 2003 to 3 Jun 2003)
Steven Vincent John Mitchell
IRN SVM00004
- (1131)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Steven Wayne Robinson
IRN SWR00017
- (1695)CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (94)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (93)SMF7 Group Entity Senior Manager
4 days ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
4 days ago
controlled function added: (91)SMF2 Chief Finance
4 days ago
controlled function added: (90)SMF3 Executive Director
4 days ago
controlled function added: (89)[FCA CF] Significant management
4 days ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
4 days ago
controlled function added: (87)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (86)[FCA CF] Material risk taker
4 days ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.