ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

GLENN ANDREW COCKERILL
IRN GAC01159
- (2195)SMF2 Chief Finance (22 Nov 2024 to 15 Sep 2025)
Gail Bernadette Spavin
IRN GBS00004
- (1684)CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
- (1683)CF22 Investment Adviser (Trainee) (18 Oct 2002 to 11 Apr 2003)
Gareth Harris
IRN GXH00006
- (930)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gareth Lloyd-Williams
IRN GXL00007
- (568)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gareth Wyn Williams
IRN GXW00077
- (1813)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Garry Mackay
IRN GXM00003
- (1888)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Garry Turner
IRN GXT00003
- (78)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Alan Turnbull
IRN GAT00002
- (1642)CF22 Investment Adviser (Trainee) (8 Jul 2002 to 8 May 2003)
Gary Anthony Kessock-Philip
IRN GAK00001
- (735)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gary Brian Bricknell
IRN GBB00005
- (1450)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Archibald Black Marshall (no longer appointed)
FRN 151546 · Appointed 1 Sep 1990 · Until 3 Jun 2004
RSM Fabrications Ltd (no longer appointed)
FRN 185136 · Appointed 1 May 1990 · Until 3 Jun 2004
Stephen Weil (no longer appointed)
FRN 171248 · Appointed 1 May 1990 · Until 3 Jun 2004
DW Logan & Co Accounting Services (no longer appointed)
FRN 200911 · Appointed 1 Apr 1990 · Until 3 Jun 2004
After Hours Services (no longer appointed)
FRN 200908 · Appointed 1 Apr 1990 · Until 3 Jun 2004
Cain & Fuller (no longer appointed)
FRN 156285 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Ian West (no longer appointed)
FRN 183935 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Soanes Property Management (no longer appointed)
FRN 184948 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Lawson & Company (no longer appointed)
FRN 182892 · Appointed 1 Jan 1990 · Until 3 Jun 2004
Leasing & Finance Limited (no longer appointed)
FRN 181931 · Appointed 1 Oct 1989 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
2 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
2 hours ago
controlled function added: (91)SMF2 Chief Finance
2 hours ago
controlled function added: (90)SMF3 Executive Director
2 hours ago
controlled function added: (89)[FCA CF] Significant management
2 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
2 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
2 hours ago
controlled function added: (86)[FCA CF] Material risk taker
2 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.