ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

George Arthur Chadwick
IRN GAC00043
- (436)CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
George Barry Richard Knight
IRN GBK01008
- (298)CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
George Byron Hurst
IRN BGH00003
- (1308)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Fawcett
IRN GXF00048
- (577)CF22 Investment Adviser (Trainee) (7 May 2002 to 3 Jun 2003)
George Frederick Wilkins
IRN GFW00008
- (1412)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Graham Logan
IRN GGL00003
- (278)CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
George Nicholas Alfred Graham
IRN GNG00001
- (671)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Ogilvie Lockie
IRN GXL00042
- (1581)CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)
- (1582)CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
George Thomas Barrett
IRN GTB00001
- (320)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
George Thomas Batey
IRN GTB00010
- (1090)CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Andrew Cohen (no longer appointed)
FRN 174939 · Appointed 1 Jan 1992 · Until 3 Jun 2004
John Ernest Ellershaw (no longer appointed)
FRN 164968 · Appointed 1 Jan 1992 · Until 3 Jun 2004
Geoffrey Harris (no longer appointed)
FRN 174969 · Appointed 1 Jan 1992 · Until 3 Jun 2004
John Mason & Company (no longer appointed)
FRN 183610 · Appointed 1 Jan 1992 · Until 3 Jun 2004
Homi Mewawalla (no longer appointed)
FRN 174955 · Appointed 1 Jan 1992 · Until 3 Jun 2004
All Types of Mortgages (no longer appointed)
FRN 200849 · Appointed 1 Dec 1991 · Until 3 Jun 2004
Stephen Sheldrake (no longer appointed)
FRN 174930 · Appointed 1 Dec 1991 · Until 5 Dec 2003
Peter Eaves (no longer appointed)
FRN 174972 · Appointed 1 Nov 1991 · Until 3 Jun 2004
MJ Alldridge & Co (no longer appointed)
FRN 178308 · Appointed 1 Nov 1991 · Until 7 Dec 2004
The Comms Group Ltd (no longer appointed)
FRN 201085 · Appointed 18 Jul 1991 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
3 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
3 hours ago
controlled function added: (91)SMF2 Chief Finance
3 hours ago
controlled function added: (90)SMF3 Executive Director
3 hours ago
controlled function added: (89)[FCA CF] Significant management
3 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
3 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
3 hours ago
controlled function added: (86)[FCA CF] Material risk taker
3 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.