ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graham Lavin
IRN GXL00001
- (1731)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Lawrence Jacobs
IRN GLJ00002
- (1964)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Leonard Dredge
IRN GLD00005
- (1605)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Leslie Evans
IRN GLE00003
- (792)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Mark Wigley
IRN GMW00028
- (84)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Michael Harms
IRN GMH00041
- (2062)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Peter Coxell
IRN GPC01048
- (2190)CF29 Significant management (18 Aug 2017 to 4 Jan 2019)
Graham Peter Foote
IRN GPF00004
- (1208)CF22 Investment Adviser (Trainee) (24 Jun 2003 to 1 Jul 2003)
Graham Robinson
IRN GXR00001
- (1810)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Stanley Hearnden
IRN GSH00001
- (1721)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Charter Resources Limited (no longer appointed)
FRN 182574 · Appointed 11 Mar 1996 · Until 3 Jun 2004
Woolhouse Douglas Ltd (no longer appointed)
FRN 181934 · Appointed 1 Mar 1996 · Until 3 Jun 2004
JJ Dell & Co (no longer appointed)
FRN 200913 · Appointed 28 Feb 1996 · Until 3 Jun 2004
Mark Clayton Associates (no longer appointed)
FRN 192512 · Appointed 16 Feb 1996 · Until 3 Jun 2004
Shepherd & Wood Ltd (no longer appointed)
FRN 200900 · Appointed 23 Jan 1996 · Until 3 Jun 2004
Wellesley Investment Management Ltd (no longer appointed)
FRN 179347 · Appointed 3 Jan 1996 · Until 3 Jun 2004
Rutland Group Partnership (no longer appointed)
FRN 183728 · Appointed 2 Jan 1996 · Until 3 Jun 2004
Medical Finance Partners (no longer appointed)
FRN 181747 · Appointed 1 Jan 1996 · Until 3 Jun 2004
Miles Hartley (no longer appointed)
FRN 181690 · Appointed 1 Nov 1995 · Until 3 Jun 2004
Vincent Gillian (no longer appointed)
FRN 200851 · Appointed 1 Nov 1995 · Until 8 Jul 2002

Updates to this firm's record on the FCA register.

1 hour ago
controlled function added: (94)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (93)SMF7 Group Entity Senior Manager
1 hour ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
1 hour ago
controlled function added: (91)SMF2 Chief Finance
1 hour ago
controlled function added: (90)SMF3 Executive Director
1 hour ago
controlled function added: (89)[FCA CF] Significant management
1 hour ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
1 hour ago
controlled function added: (87)[FCA CF] Manager of certification employee
1 hour ago
controlled function added: (86)[FCA CF] Material risk taker
1 hour ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.