ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Henry Courtman
IRN JHC01142
- (13)14. Managing investments
- (14)[FCA CF] Client dealing (since 4 Apr 2025)
- (15)[FCA CF] Functions requiring qualifications (since 4 Apr 2025)
- (1408)[FCA CF] Significant management (20 Dec 2022 to 1 Jun 2024)
James John Nolan
IRN JJN00001
- (985)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Joly
IRN JXJ00033
- (2026)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Joseph Gleeson
IRN JJG01051
- (122)CF22 Investment Adviser (Trainee) (24 May 2002 to 3 Jun 2003)
James Joseph Reid
IRN JJR00023
- (912)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
James McEleney
IRN JXM00240
- (490)CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
James Michael Wring
IRN JMW00015
- (2015)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Neill Beaton
IRN JNB00009
- (204)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
James O'Brien
IRN JXO00034
- (520)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James O'Shea
IRN JXO00028
- (477)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kenneth Horne (no longer appointed)
FRN 180428 · Appointed 27 Jun 1996 · Until 3 Jun 2004
The Self Assessment Co Limited (no longer appointed)
FRN 181615 · Appointed 19 Jun 1996 · Until 3 Jun 2004
Jim Kerr Financial Services (no longer appointed)
FRN 200948 · Appointed 17 Jun 1996 · Until 3 Jun 2004
Adam Harborow (no longer appointed)
FRN 179680 · Appointed 28 May 1996 · Until 3 Jun 2004
Lion Associates (Financial Planning) Ltd (no longer appointed)
FRN 179666 · Appointed 2 May 1996 · Until 20 Apr 2005
Stephen Rowe (no longer appointed)
FRN 192819 · Appointed 1 May 1996 · Until 3 Jun 2004
Cougar Management Services Ltd (no longer appointed)
FRN 200991 · Appointed 30 Apr 1996 · Until 3 Jun 2004
Wissenbach Plc (no longer appointed)
FRN 200994 · Appointed 24 Apr 1996 · Until 3 Jun 2004
James Sugrue (no longer appointed)
FRN 200921 · Appointed 9 Apr 1996 · Until 3 Jun 2004
The Ridgeway Will Company Ltd (no longer appointed)
FRN 180648 · Appointed 3 Apr 1996 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
10 hours ago
controlled function added: (91)SMF2 Chief Finance
10 hours ago
controlled function added: (90)SMF3 Executive Director
10 hours ago
controlled function added: (89)[FCA CF] Significant management
10 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (86)[FCA CF] Material risk taker
10 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.