ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeremy Louis Chapman
IRN JXC00106
- (1963)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Neil Walsh-Harrington
IRN JNW00002
- (1254)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Paul Green
IRN JPG00004
- (3)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Rigg Harrison
IRN JRH00057
- (244)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Roy Clay
IRN JRC00002
- (156)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Stephen Holtom
IRN JSH00010
- (803)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Jeremy Stephen Wood
IRN JSW00003
- (935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jeremy Wring
IRN JXW00027
- (535)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jesse Tatlow
IRN JXT00012
- (2020)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jillian Anne Cave
IRN JAH00009
- (1524)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Martin Tyerman & Associates (no longer appointed)
FRN 186447 · Appointed 24 Oct 1997 · Until 3 Jun 2004
The Mortgage People (no longer appointed)
FRN 191939 · Appointed 22 Oct 1997 · Until 3 Jun 2004
Hudson Deane Ltd (no longer appointed)
FRN 192511 · Appointed 22 Oct 1997 · Until 3 Jun 2004
North London Financial Services (no longer appointed)
FRN 191947 · Appointed 8 Oct 1997 · Until 3 Jun 2004
Chancellery Financial Services (no longer appointed)
FRN 201072 · Appointed 1 Oct 1997 · Until 3 Jun 2004
Montague Godel (no longer appointed)
FRN 185159 · Appointed 29 Sep 1997 · Until 3 Jun 2004
Tim Hughes (no longer appointed)
FRN 194111 · Appointed 25 Sep 1997 · Until 3 Jun 2004
Mortgage Choices (no longer appointed)
FRN 185557 · Appointed 22 Sep 1997 · Until 3 Jun 2004
The Imperial Mortgage Service (no longer appointed)
FRN 185855 · Appointed 19 Sep 1997 · Until 3 Jun 2004
Keith Anthony Michael Millman (no longer appointed)
FRN 185135 · Appointed 19 Sep 1997 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
10 hours ago
controlled function added: (91)SMF2 Chief Finance
10 hours ago
controlled function added: (90)SMF3 Executive Director
10 hours ago
controlled function added: (89)[FCA CF] Significant management
10 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (86)[FCA CF] Material risk taker
10 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.