ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Henry Courtman
IRN JHC01142
- (13)14. Managing investments
- (14)[FCA CF] Client dealing (since 4 Apr 2025)
- (15)[FCA CF] Functions requiring qualifications (since 4 Apr 2025)
- (1408)[FCA CF] Significant management (20 Dec 2022 to 1 Jun 2024)
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James John Nolan
IRN JJN00001
- (985)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Joly
IRN JXJ00033
- (2026)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Joseph Gleeson
IRN JJG01051
- (122)CF22 Investment Adviser (Trainee) (24 May 2002 to 3 Jun 2003)
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James Joseph Reid
IRN JJR00023
- (912)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
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James McEleney
IRN JXM00240
- (490)CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
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James Michael Wring
IRN JMW00015
- (2015)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Neill Beaton
IRN JNB00009
- (204)CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)
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James O'Brien
IRN JXO00034
- (520)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James O'Shea
IRN JXO00028
- (477)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Maroubra International Ltd (no longer appointed)
FRN 173057 · Appointed 14 Jul 1998 · Until 11 Apr 2003
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The Suffolk Neighbourhood Watch Associates (no longer appointed)
FRN 192501 · Appointed 9 Jul 1998 · Until 3 Jun 2004
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AAG Mortgage Brokerage Ltd (no longer appointed)
FRN 193688 · Appointed 26 Jun 1998 · Until 3 Jun 2004
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The Family Scholarship Trust Company (no longer appointed)
FRN 194013 · Appointed 17 Jun 1998 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing