ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Keith Mashiter
IRN KXM00008
- (1179)CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2003)
Keith Reginald Skinner
IRN KRS00004
- (549)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Robin Willett
IRN KRW01049
- (53)[FCA CF] Material risk taker (since 15 Aug 2025)
Keith Ross
IRN KXR00001
- (561)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith Thomas Allen
IRN KTA00001
- (2005)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Keith William Homer
IRN KWH00001
- (1264)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kelder Marie Lewis
IRN KML00013
- (73)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2002)
Kelly Ann Devlin
IRN KAK01018
- (2086)CF22 Investment Adviser (Trainee) (24 Oct 2002 to 3 Jun 2003)
Kenneth Clark
IRN KXC00001
- (409)CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
Kenneth Clive Harries
IRN KCH00004
- (42)CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Cartesian Limited (no longer appointed)
FRN 201728 · Appointed 5 Sep 1999 · Until 24 Mar 2004
CGA Services Limited (no longer appointed)
FRN 193936 · Appointed 3 Sep 1999 · Until 3 Jun 2004
Malcolm Dolton Financial Services (no longer appointed)
FRN 192443 · Appointed 1 Sep 1999 · Until 3 Jun 2004
Kenilworth General Finance (no longer appointed)
FRN 193980 · Appointed 1 Sep 1999 · Until 3 Jun 2004
Andy Tiong Mortgage Services (no longer appointed)
FRN 192340 · Appointed 27 Aug 1999 · Until 17 Nov 2004
Tax Assist Direct (no longer appointed)
FRN 192439 · Appointed 27 Aug 1999 · Until 3 Jun 2004
Winchester Mortgages (no longer appointed)
FRN 193878 · Appointed 27 Aug 1999 · Until 3 Jun 2004
Cavendish Financial Services (no longer appointed)
FRN 193977 · Appointed 24 Aug 1999 · Until 3 Jun 2004
Watsons (no longer appointed)
FRN 193881 · Appointed 24 Aug 1999 · Until 3 Jun 2004
CPA Consumerguard Ltd (no longer appointed)
FRN 192447 · Appointed 21 Aug 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (94)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (93)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
10 hours ago
controlled function added: (91)SMF2 Chief Finance
10 hours ago
controlled function added: (90)SMF3 Executive Director
10 hours ago
controlled function added: (89)[FCA CF] Significant management
10 hours ago
controlled function added: (88)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (87)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (86)[FCA CF] Material risk taker
10 hours ago
controlled function added: (85)[FCA CF] Client dealing

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.